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Purple City

Underwriters and investors can access DirectBooks through both a secure web-delivered application and FIX API connectivity, allowing users to integrate the platform with their order management systems or proprietary technologies.

UNDERWRITERS CAN:

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  • Set up new deals with associated tranches

 

  • Review initial and updated order messages

 

  • Send deal announcements and updates to investors

 

  • Manage allocation messages

 

  • Add deal documentation

 

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INVESTORS CAN:

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  • View a centrally aggregated deal calendar of primary issuance

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  • Consume a standardized set of terms and documents for all transactions

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  • Get real-time update details including guidance and pricing in a single dashboard

 

  • Improve order management via quick order entry and master order dashboard functionality

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  • Save time and avoid possible errors replacing manual workflows

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DirectBooks is ISO 27001:2013 certified. This accreditation demonstrates the adherence to a strict set of standards for securely handling customer data. ISO 27001:2013 is the standard for information security management systems (ISMS) and their requirements.

FIX 5.0 SP2

DirectBooks has based its technical communications flows on the industry standard FIX® protocol. More specifically, DirectBooks utilizes FIX 5.0 SP2 for systems communications. FIX® has become the language of the global financial markets used extensively by buy-side and sell-side firms to communicate financial information.

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DirectBooks is SOC 2 Type 1 compliant. SOC 2 is a cybersecurity assessment that evaluates an organization's controls at a specific point in time. The goal is to determine if the controls are designed correctly and sufficient to protect
customer data.

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